43944 compliance analyst jobs found

Job Description Compliance Analyst IV *Must have an active Secret Clearance and US Citizenship required per our government client Compliance Analyst IV plans and carries out the assignment, resolves most of the conflicts, coordinates work with others and interprets policy on own initiative. The contractor keeps the government informed of progress, potentially controversial matters, or important issues. Compensation & Benefits: Estimated Starting Salary Range for Compliance Analyst IV: 177,251.41 Pay commensurate with experience. Full-time benefits include Medical, Dental, Vision, 401K, and other possible benefits as provided. Benefits are subject to change with or without notice. Compliance Analyst IV Responsibilities Include: Reviews license requests referred from DTCL to ensure appropriate compliance with registration requirements. Initiates inquiry with and obtains appropriate documentation from US parties or other program elements. Prepares final...

Regulatory Compliance Analyst? Join Us as Our Next Regulatory Compliance Rockstar! Are you ready to bring your low-key, kick-ass skills to the world of regulatory compliance? Do you thrive on diving into legal and regulatory issues and making sense of complex information? If so, you might just be the Compliance Hero we're looking for! (Note: Please do not apply if you live beyond a reasonable commute to our lovely campus located in Central Phoenix, Arizona.) Primary Function: Reporting to our Director of Compliance, you'll apply your paralegal skills to be our go-to guru for researching and analyzing legal and regulatory issues. You'll provide executive summaries and recommendations, monitor federal and state laws, and keep us ahead of compliance trends and changes. Your insights will guide our director and keep our business running smoothly. (Note: Essential duties aren't exhaustive and may be supplemented as necessary. Don't meet every single requirement but have the smarts and...

Intuit Credit Karma is a mission-driven company, focused on championing financial progress for our more than 130 million members globally. While we're best known for pioneering free credit scores, our members turn to us for everything related to their financial goals, including identity monitoring, applying for credit cards, shopping for insurance and loans (car, home and personal) and savings accounts and checking accounts* -- all for free. Credit Karma has grown significantly through the years: we now have more than 1,700 employees across our offices in Oakland, Charlotte, Culver City, San Diego, London and New York City. *Banking services provided by MVB Bank, Inc., Member FDIC As a Technology Compliance Analyst I at Credit Karma, you'll join our diverse and collaborative Internal Audit team to ensure the security and safety of our 100+ millions members. You will work cross-functionally to identify and address risk. You will guide audits across multiple products and services...

HighVista Strategies Overview HighVista Strategies is a Boston-based investment firm with approximately $10 billion in assets under management and 70 employees. We were founded in 2004 and have been managing funds since 2005 for a variety of institutional investors including sovereign wealth funds, endowments, foundations and pension funds, as well as select family offices and private investors. We are led by a seasoned team that combines diverse investment experience and operational depth to provide the firm with robust capabilities in pursuing our investment mandate. Our investment approach combines the principles of endowment investing and risk management to deliver high alpha in each of our investment strategies. We focus singularly on achieving attractive, risk-adjusted investment returns through investing across public and private markets, with an emphasis on alternative investment markets and strategies. We believe that exceptional businesses are predicated on having...

Description Health Solutions is seeking a Compliance Analyst/Proposal Writer, a hybrid of two roles. As a Compliance Analyst you will provide guidance to verify that proposals align with the RFP instructions (Section L), evaluation criteria (Section M), and PWS/SOW (Section C). Working in the Proposal Research Writer role, you will provide support early in the proposal development process researching background information to compile written content ensuring the information is clear, concise, and compliant in accordance with RFP requirements adhere to client requirements and align with strategic objectives. The successful candidate must thrive in a fast-paced and deadline-driven environment while maintaining attention to detail and driving organization and structure throughout cross-functional teams. The ideal candidate will be interested in cross-training to be able to understand and support all aspects of proposal development, particularly resume development including...

Job Description: Prequel is seeking candidates for a Senior Financial & Compliance Analyst with a reputable and growing company in the Cary, IL area. This is a full-time position working onsite in Cary and includes a competitive salary, full retirement and health benefits along with the opportunity for growth. Company is going through a process of moving from private to public entity following acquisition from a large public company in Europe. This position will help build out internal financial controls and reporting framework of the organization. Responsibilities will include: Reporting and Analysis of Sales and company financial metrics Create, document, test and review of internal financial controls Monthly/Quarterly forecasts Ad-hoc analysis and projects and more. Seeking candidates with a mix of the following skills and experience. 5 to 7 years of professional experience focused on internal financial controls and FP&A functions Bachelors degree in...

The Principal Compliance Analyst in Transparency Services works in partnership with the Senior Principal Compliance Analyst to manage all aspects of compliance with respect to the Regulation Systems Compliance and Integrity ("Regulation SCI") rule, Federal Information Security Management Act (FISMA), and Federal Risk and Authorization Management Program (FedRAMP) for the Multi Product Platform application. This role ensures compliance with regulations, maintains appropriate policies and procedures, and coordinates with other FINRA departments such as Internal Audit, InfoSec, and FINRA technology, as well as our external technology provider, Nasdaq. The Principal Compliance Analyst conducts application testing in accordance with FINRA Rules, Reg SCI, FISMA and FEDRAMP requirements, collaborates with FINRA InfoSec team and Nasdaq to identify FISMA/FEDRAMP controls and provides continuous monitoring as defined by the Federal Reserve. The Principal Compliance Analyst serves as a backup...

The Principal Compliance Analyst in Transparency Services works in partnership with the Senior Principal Compliance Analyst to manage all aspects of compliance with respect to the Regulation Systems Compliance and Integrity ("Regulation SCI") rule, Federal Information Security Management Act (FISMA), and Federal Risk and Authorization Management Program (FedRAMP) for the Multi Product Platform application. This role ensures compliance with regulations, maintains appropriate policies and procedures, and coordinates with other FINRA departments such as Internal Audit, InfoSec, and FINRA technology, as well as our external technology provider, Nasdaq. The Principal Compliance Analyst conducts application testing in accordance with FINRA Rules, Reg SCI, FISMA and FEDRAMP requirements, collaborates with FINRA InfoSec team and Nasdaq to identify FISMA/FEDRAMP controls and provides continuous monitoring as defined by the Federal Reserve. The Principal Compliance Analyst serves as a backup...

American Modern Insurance Group, Inc., a Munich Re company, is a widely recognized specialty insurance leader that delivers products and services for residential property - such as manufactured homes and specialty dwellings - and the recreational market, including boats, personal watercraft, classic cars, and more. We provide specialty product solutions that cover what the competition often can't. Our employees receive boundless opportunity to grow their careers and make a difference every day - all in a flexible environment that helps them succeed both at work and at home. American Modern Insurance Group is recruiting for a Financial Compliance Analyst to join our team! Financial Compliance is a division in the Finance department of American Modern that performs testing to validate compliance with various Financial and Accounting compliance requirements and standards, specifically Model Audit Rule (MAR) and Sarbanes Oxley (SOX). As a Financial Compliance Analyst, you will be...

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice. Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may...

Regulatory Compliance Analyst, Lead Key Role: Perform a key role by supporting internal compliance function for Booz Allen Hamilton's Contractor Business Systems. Work within a matrix team to foster collaborative relationships with the process owners and first line of defense teams and be directly involved in work streams reviewing system configuration, process flows, test cases, and supporting documentation. Adapt to changing requirements, lead as well as act as a team player and work without considerable direction. Maintain responsibility for administering testing, performing analysis, and recommending improvements to policies and procedures. Develop a thorough understanding of Booz Allen timekeeping policies and ensure employee adherence to the policies. Work with Booz Allen and government representatives on audits or issues regarding government accounting and other business systems compliance. Provide support for negotiation of financial claims by the company or government...

Driehaus Capital Management LLC is a privately held investment management firm that manages global, emerging markets, US growth equity and alternative investment strategies. The firm has a diverse institutional client base comprised of corporate and public pensions, endowments, foundations, sub-advisory, family offices, wealth managers and financial advisors, globally. We are seeking a Senior Compliance Analyst who will be responsible for assisting the Chief Compliance Officer in carrying out compliance activities for the investment adviser, broker dealer and mutual funds. The Senior Compliance Analyst analyzes and reports on compliance with policies and procedures of the Firm and guidelines and restrictions of the Firm's clients. Principal Duties and Responsibilities: Conducts daily, periodic and special compliance reviews involving the analysis of relevant documents, utilization of software tools, and inquiries of knowledgeable personnel. Monitors and evaluates...

The Compliance Analyst - AML (Anti-Money Laundering) is responsible for ensuring that the organization complies with all applicable laws, regulations, and internal policies related to the detection and prevention of money laundering and other financial crimes. The role involves counterparty onboarding/KYC, annual AML reviews, monitoring suspicious activities, analyzing transactions, and assisting with audits and investigations. The role offers considerable growth and opportunity for responsibility expansion within the Compliance team. Your Core Responsibilities: Partner with the Compliance Team to drive IMC's regulatory vision and compliance efforts. Promote the Firm's Compliance culture, awareness of regulatory developments, and best practices. Balance immediate risk and compliance exposure with the longer-term needs of the firm. Own day-to-day KYC and counterparty onboarding processes. Ensure the organization complies with all local, national, and international AML...

Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates' potential for career advancement. Headquartered in California, East West Bank (Nasdaq: EWBC) is a top performing commercial bank with an exclusive focus on the U.S. and Greater China markets. With a strong foundation, and enterprising spirit and a commitment to absolute integrity, East West Bank gives people the confidence to reach further. Overview East West Bank is seeking a Senior IT Process Risk...

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice. Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may...

Ariel Investments is a premier, boutique, asset management firm. Our primary goal is to drive exceptional investment returns by bringing diverse perspectives together. The only way to beat a benchmark is to not look like one. As value investors, our thinking is deliberate and unconventional. We offer an independent, patient investing approach and aim to deliver excellence in any environment. We uphold our fiduciary responsibility to every shareholder, no matter how big or small. At Ariel, we strongly believe that teamwork yields results-which is why we have Co-CEOs. John Rogers and Mellody Hobson share a desire to cultivate leaders who are curious, focused and disciplined. We are nimble and efficient. Our drive is fanatical and intentional. Everyone plays their position, and each contribution is critical to our firm's success. We seek subject matter experts who are unapologetically themselves. We encourage our employees to reach their full potential and we give them the runway to...

Regulatory Compliance Analyst? Join Us as Our Next Regulatory Compliance Rockstar! Are you ready to bring your low-key, kick-ass skills to the world of regulatory compliance? Do you thrive on diving into legal and regulatory issues and making sense of complex information? If so, you might just be the Compliance Hero we're looking for! (Note: Please do not apply if you live beyond a reasonable commute to our lovely campus located in Central Phoenix, Arizona.) Primary Function: Reporting to our Director of Compliance, you'll apply your paralegal skills to be our go-to guru for researching and analyzing legal and regulatory issues. You'll provide executive summaries and recommendations, monitor federal and state laws, and keep us ahead of compliance trends and changes. Your insights will guide our director and keep our business running smoothly. (Note: Essential duties aren't exhaustive and may be supplemented as necessary. Don't meet every single requirement but have the smarts and...

Regulatory Compliance Analyst? Join Us as Our Next Regulatory Compliance Rockstar! Are you ready to bring your low-key, kick-ass skills to the world of regulatory compliance? Do you thrive on diving into legal and regulatory issues and making sense of complex information? If so, you might just be the Compliance Hero we're looking for! (Note: Please do not apply if you live beyond a reasonable commute to our lovely campus located in Central Phoenix, Arizona.) Primary Function: Reporting to our Director of Compliance, you'll apply your paralegal skills to be our go-to guru for researching and analyzing legal and regulatory issues. You'll provide executive summaries and recommendations, monitor federal and state laws, and keep us ahead of compliance trends and changes. Your insights will guide our director and keep our business running smoothly. (Note: Essential duties aren't exhaustive and may be supplemented as necessary. Don't meet every single requirement but have the smarts and...

Job Description STARPLUS ENERGY LLC is an electrifying joint venture between Samsung and Stellantis. With a focus on innovation and excellence, we deliver cutting-edge solutions that empower the automotive industry as we transition towards an electric future. As a member of our team, you will play a vital role in fostering our company's positive, diverse, and collaborative culture by helping us build and maintain a safe and effective One Team, One Mission organization. Join our vision of becoming the world's leading provider of energy solutions for e-mobility. Position Summary: The Senior Compliance Analyst role offers broad exposure to operations and provides the opportunity to contribute value-added solutions to internal control weaknesses and other effectiveness/efficiency concerns to minimize overall risk to the Company. The Senior Compliance Analyst is also responsible for leading staff auditors in operational, financial, HR, and other functional areas such as...